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(36) Results for Hedge Fund and Private Equity Compliance
My Compliance Office provides the following regulatory compliance products. Employee Personal Trading which automates preclearance, provides rules-based engine for different employee levels and authorization, and captures trades and provides account attest..
Automated Compliance Solutions (ACS) is a leading provider of software-as-a-service for automating compliance management programs. ACS' mission is to comprehensively support Chief Compliance Officers in the financial industry as they most cost-efficiently en..
Advent Software has been providing reliable, trusted solutions to investment management organizations of all sizes and strategies since 1983. Whether you’re a global hedge fund with investors worldwide or an investment management firm with $500 million und..
Alaric Compliance is dedicated to its mission of providing SEC, FINRA, and CFTC/NFA regulatory compliance solutions and expertise on an outsourced basis to help our clients meet their regulatory compliance requirements in the most cost-effective manner. ..
Founded in 2000 we have pioneered a global delivery model which offers a compelling combination of quality and value across every project we are engaged in.Our current offices are located in New York, London, Noida and Mumbai. IVP's solutions include Stra..
State Street Global Advisors provides alternative investment solutions to the hedge fund industry including single and multi-strategy hedge funds, as well as emerging markets. [Please give this vendor a Blue Diamond rating if you have used the product]
RIA In A Box is a unique registration and compliance consulting firm staffed by industry professionals and ex-regulators that provides you with all the tools that a Registered Investment Adviser will need to be ready to conduct business on Day One. Every inv..
Gen II Fund Services, LLC is an independent specialist provider of highly customized, client-centric accounting and administrative services to private equity industry sponsors and investors worldwide. Gen II was organized in response to a longstanding nee..
Global Relay was founded in 1999 with offices in New York, Chicago, Vancouver, London & Singapore. Global Relay has more than 17,500 customers globally and a strategic network of 300+ partners worldwide. Global Relay's products include: FINRA's Complianc..
Actimize Fund Surveillance solutions monitor complex trading strategies across all cash market and derivative asset classes to detect and prevent improper activities. Identifies irregularities and anomalies within activities across all accounts and fund..
Smarsh® provides hosted solutions for archiving electronic communications, including email, instant messaging and social media platforms such as Facebook, LinkedIn and Twitter. These solutions help organizations manage and enforce flexible, secure and cost-..
On October 11, 2011, G2 FinTech was launched as an independent software company that will continue to offer the software products, including the flagship tax analysis product TaxGopher, previously sold by G2 Systems, LLC. Tax Analysis & Compliance Softwar..
ParkRiver Fund Solutions is a full service hedge fund and private equity outsourced non-investment platform. We partner with investment management firms spanning various strategies, life cycles, liquidity profiles and fund sizes. Our team originated from ..
MIK Fund Solutions was founded by Fadi Kaddoura in 2006. Our team has expertise across a wide range of technologies including .NET, Database Design, SOAP and Web Services. In addition, MIK employees have extensive business expertise across asset classes, ven..
Thomson Reuters offers the following solutions for hedge funds: Eikon - financial market news and analysis; Reference Data - security and financial instrument data; Elektron Managed Services - infrastructure hosting and data application services; Dealing - ..
Founded by 20 of the world’s leading financial institutions in 2002 to provide AML/KYC compliance solutions to financial institutions, today RDC provides a diverse range of comprehensive risk and compliance protection services. These solutions range from c..
Robert Quinn Consulting began in November 2007 as a commitment to excellent customer service and helping asset managers understand their regulatory obligations in the United States and the United Kingdom. We are proud to highlight our significant in-house an..
FrontLine Compliance, LLC is a full-service independent consulting firm providing regulatory compliance services to investment advisers, broker-dealers, hedge funds, private equity firms, investment companies and insurance company affiliates. FrontLine speci..
HedgeCo was founded with the goal of to encourage transparency and enable easy communication between hedge funds and accredited investors. To further the goal of industry transparency, HedgeCo Networks created HedgeCo.Net, a free online hedge fund databas..
NRS' technology solutions include: Blue Sky solution system, ComplianceMAX, and ComplianceGuardian. NRS delivers a range of online and class room training and certification solutions to the hedge fund industry. NRS consulting solutions include: AML ..
Mitsubishi Bank to acquire Butterfield Fulcrum Group. (Effective now) Butterfield Fulcrum is a leading independent services provider with 25 years of experience servicing clients in the alternative investment industry. Butterfield Fulcrum provides a ful..
The history of Cordium began in the UK in 1997 when Scott Wilson founded a compliance consultancy called IMS Consulting focusing on the wholesale sector. For 16 years IMS built itself the reputation as the UK’s leadingimg2-268x256 compliance provider, offe..
Vitech Systems Group is one of the world's leading providers of administration software to pension, investment, insurance and health plan administrators. Our mission is to help organizations improve the efficiency and effectiveness of their operations whi..
InfoHedge has been dealing with Hedge Fund, Sell Side, and Investment Management Technology challenges for years. Our core group of professionals has been incubated at one of the oldest multi-strategy global hedge fund organizations. It is safe to say that w..
Alphaserve specializes in vendor agnostic advice, right sized integration projects and pro-active technology management. These services may seem interesting however it’s how we do it that makes Alphaserve stand out from the crowd. A privately held fir..
Headquartered in Boston, Massachusetts, IMP Consulting delivers customized strategic solutions that enable the global investment community to capitalize on the full potential of their critical investment systems—order management systems, execution manageme..
Mr. Compliance offers full or selective compliance solutions for registered investment advisers (RIA’s), hedge funds, or B/D’s. Our services are cost effective allowing start-up firms to allocate resources more efficiently. In the post Madoff and Stand..
Linedata is a global solutions provider with 700 clients operating in 50 countries. With more than 900 employees across the globe, we are dedicated to the Investment Management and Credit community. LineData believe growth in the financial industry will b..
Equinoxe is a premium boutique service provider founded in 2007 by experienced hedge fund administration professionals. Headquartered in Bermuda, with offices in Bermuda, Dublin, Sligo, Atlanta and Mauritius, as well as an office in Singapore scheduled to op..
Kinetic Partners is an award winning global professional services firm focused exclusively on the financial services industry. We provide a full range of consulting, regulatory compliance, due diligence, tax, forensic, risk and audit and assurance services t..
JG Advisory Services was founded in 2005 to work with hedge funds as a full-service outsource compliance solution. Since then, client groups have spanned the size spectrum from large established groups, to smaller, start-up ventures. The company has also pro..
Vigilant was established on August 15, 2004. Vigilant Compliance, LLC is a full service Global Compliance Firm servicing the regulatory needs of a diversified range of investment management clients. Since 2004, Vigilant has been the leader uniting regulat..
Founded in New York in 1917, Kaye Scholer provides strategic counsel and legal services to Fortune 500, middle-market corporations and government entities on a full range of US and international matters. Kaye Scholer’s 450 lawyers regularly advise on m..
Ascendant Compliance Management, with offices in Connecticut, New York and San Francisco, was founded in 2006 by the leaders and founders of successful compliance consulting companies and the nonprofit National Society for Compliance Professionals. Our exper..
Smith & Williamson is a leading provider of investment management, accountancy, tax, corporate and financial advisory services to private clients, corporates, professional practices, and non-profit organisations. Independently owned and with 12 principal off..